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financial-conduct

U.S. authorities subpoena Goldman in 1MDB probe: WSJ

July 31, 2016 by · Leave a Comment 

Goldman received the subpoenas earlier this year from the U.S. Department of Justice (DoJ) and the Securities and Exchange Commission (SEC), the Journal reported, citing a person familiar with the matter. The authorities also want to interview current and former Goldman employees in connection with the inquiries, but none of those meetings had occurred by Friday, WSJ said. The Department of Justice and the SEC

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U.S. authorities subpoena Goldman in 1MDB probe: WSJ

financial-conduct

UK and China regulators discuss framework for financial projects

July 31, 2016 by · Leave a Comment 

British and Chinese securities watchdogs are discussing an agreement that will pave the way for landmark financial services projects between the countries, sources said, easing fears that Britain could be a less attractive partner for such deals after last month's vote to…

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UK and China regulators discuss framework for financial projects